SEC and FINRA-compliant websites designed to establish authority, capture qualified prospects, and build the kind of trust that turns visitors into discovery meetings. Engineered for financial advisors, RIAs, and wealth management firms.
Financial services is one of the most trust-dependent and compliance-heavy industries online. Generic website templates address neither concern.
High-net-worth prospects evaluate financial advisors differently than any other service provider. They are entrusting someone with their family's financial future. Before they schedule a discovery meeting, they will review your website, read your team bios, evaluate your credentials, and form a trust judgment, often in under 30 seconds.
A website that looks dated, generic, or unprofessional signals that your firm does not invest in its own business. If a prospect questions whether you pay attention to details on your own website, they will question whether you will pay attention to details on their portfolio.
On the compliance side, financial advisor websites are regulated by the SEC (for RIAs) and FINRA (for broker-dealers). The SEC Marketing Rule (Rule 206(4)-1) governs testimonials, endorsements, and performance advertising. FINRA Rule 2210 regulates communications with the public. Every page of your website must comply. Violations can result in enforcement actions, fines, and reputational damage. These are risks no advisor should take with a DIY website.
High-net-worth prospects expect sophistication. We design with a premium aesthetic: refined typography, generous white space, professional team photography, credential displays (CFP, CFA, ChFC badges), and thought leadership content positioning. Every visual element communicates competence and stability.
No clip art. No stock handshakes. No templates that look like every other advisor in your zip code. Your website should reflect the same attention to detail you bring to managing wealth.
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Every page is designed with regulatory compliance in mind. We implement proper disclosures for testimonials and endorsements under the SEC Marketing Rule, include required disclaimers on performance information, link to your ADV Part 2A brochure, and ensure all content meets FINRA Rule 2210 standards.
Your CCO reviews and approves everything before launch. We understand the rules, but we always defer to your compliance team for final sign-off. That is their domain, and we make the process seamless for them.
Book Your Free ConsultationFinancial advisor prospects do not convert on the first visit. We build multi-touch lead capture: complimentary consultation CTAs, downloadable guides (retirement planning, tax strategies), newsletter sign-ups, and webinar registration pages.
Each touchpoint is designed to move prospects through the awareness-consideration-decision funnel at their own pace. The result: a steady flow of discovery meeting requests from prospects who already trust your expertise.
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We build with FinancialService and LocalBusiness schema markup, city-specific landing pages for each office, optimized Google Business Profile integration, and content strategies targeting "[service] + [city]" keywords.
Your firm appears when local prospects search for the services you provide. Combined with a thought leadership blog and resources section, your website becomes the authority in your market, attracting organic traffic that converts into qualified discovery meetings.
Explore SEO ServicesBook a free consultation. We will audit your current financial advisor website, identify compliance gaps, conversion opportunities, and SEO quick wins. No obligation.
Book Your Free ConsultationA compliance-integrated process that produces websites your CCO can approve and your prospects will trust.
We review your firm's registration (RIA, broker-dealer, or dual), identify applicable SEC and FINRA advertising rules, audit your current website for compliance gaps, and interview your team to understand your ideal client profile, service model, and competitive positioning.
We wireframe the complete prospect journey, from search to discovery meeting. Homepage, service pages, team bios, resources, and contact. We map CTA placement, lead capture touchpoints, and compliance disclosure locations.
Premium visual design that communicates authority and trust. Built on WordPress for content ownership and ease of updates. Your CCO reviews all content, disclosures, and design elements for compliance before we move to launch preparation.
Final compliance review ensures all disclosures, disclaimers, and regulatory requirements are met. Pre-launch QA covers cross-browser testing, mobile responsiveness, page speed, accessibility, and form functionality.
A complete, compliance-ready website that positions your firm as the obvious choice for prospects in your market.
Hero with firm value proposition, services navigation, team highlights, client testimonials (with SEC-compliant disclosures), trust credentials, and multiple lead capture CTAs.
Dedicated pages for each service line (retirement planning, wealth management, estate planning, tax strategy). Each page explains your approach, target client, and includes a consultation CTA.
Professional advisor profiles with headshots, credentials (CFP, CFA, ChFC), education, experience, and personal touches that humanize your team. Schema-marked for Google Knowledge Panels.
A fully designed blog for market commentaries, financial planning articles, and educational guides. Category filtering, author attribution, and lead capture elements on every post.
Disclosures page, privacy policy, ADV Part 2A brochure link, Form CRS link, and footer disclosures. All structured to meet SEC and FINRA requirements. Coordinated with your CCO.
Consultation request forms, downloadable guide gates, newsletter sign-ups, and calendar scheduling integration. CRM integration with Wealthbox, Redtail, Salesforce, or HubSpot.
FinancialService schema markup, Google Business Profile optimization guidance, city-specific landing pages for each office, and NAP consistency across your web presence.
Google Analytics 4, conversion tracking for form submissions and calendar bookings, Google Search Console, and a custom dashboard showing prospect inquiry sources and conversion rates.
Web design is the foundation. These complementary services drive qualified prospects to your new site and maximize consultation bookings.
Full-service marketing for RIAs and wealth management firms combining SEO, PPC, content marketing, and lead nurturing.
Learn MoreCompliance-ready organic SEO strategy including technical SEO, E-E-A-T content marketing, and national keyword targeting.
Learn MoreCompliance-ready Google Ads campaigns that generate qualified consultation requests from high-net-worth prospects.
Learn MoreFocused local search optimization to dominate Google Maps and the Local Pack for your advisory services and geographic area.
Learn MoreClient engagement, thought leadership, and social proof strategies that complement your SEO authority and build firm awareness.
Learn MoreEnsure your firm is cited in ChatGPT, Perplexity, Google AI Overviews, and other AI-powered search experiences.
Learn MoreSchedule a 45-minute call where we analyze your market, audit your current digital presence, and map out a growth strategy. No obligation, no pressure.
We only take on a limited number of clients per vertical to maintain quality. Check if your market is still available.